Zoe Financial agrees to $450,000 SEC settlement over referral disclosures
The SEC said Zoe Financial failed to adequately disclose financial incentives tied to its adviser referral service. The firm settled without admitting the agency’s findings.
Topic
Zoe Financial
The latest NewsJaws reporting on Zoe Financial: developments, background and what happens next, with every source linked.
1 NewsJaws report, latest
1 story